Order Rule

Notice of Filing of Proposed Rule Change To Adopt Rules Regarding the CAT NMS Plan

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

View Received Comments

Title

Release Number

34-79935

SEC Issue Date

Feb. 2, 2017

Federal Register Publish Date

Feb. 8, 2017

Document Citation

82 FR 9831

Resources

Notice Rule: SEC Issued Version (pdf 185.5 KB)

Notice Rule: Federal Register Version

Exhibit 5

View Received Comments

Last Reviewed or Updated: Feb. 2, 2017

Resources

Order Rule: SEC Issued Version (pdf 409.64 KB)

Order Rule: Federal Register Version

Rel. No. 34-79949

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements

Details

Public Comments Due

March 1, 2017

File Number

SR-NASDAQ-2017-008

Rule Type

Order

Release Number

34-80256

SEC Issue Date

March 15, 2017

Federal Register Publish Date

March 21, 2017

Document Citation

82 FR 14526

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt Rules Regarding the CAT NMS Plan

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Adopt Rules Regarding the CAT NMS Plan

Public Comments

Notice Rule (34-79935)

Resources

Resources

Details