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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Cease and Desist Authority Rules

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Nov. 8, 2016

Resources

Notice Rule: SEC Issued Version (pdf 273.62 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 6, 2016

File Number

SR-NASDAQ-2016-148

Rule Type

Notice

Release Number

34-79259

SEC Issue Date

Nov. 8, 2016

Federal Register Publish Date

Nov. 15, 2016

Document Citation

81 FR 80140

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Cease and Desist Authority Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Cease and Desist Authority Rules

Resources

Details