Notice Rule

Notice of Filing of Proposed Rule Change To Amend Rule 4702 To Adopt a New Retail Post-Only Order

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

View Received Comments

Title

Release Number

34-79163

SEC Issue Date

Oct. 26, 2016

Federal Register Publish Date

Nov. 1, 2016

Document Citation

81 FR 75862

Resources

Notice Rule: SEC Issued Version (pdf 117.96 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-79554

Rel. No. 34-79163

View Received Comments

Title

Notice of Withdrawal of a Proposed Rule Change To Amend Rule 4702 To Adopt a New Retail Post-Only Order

Release Number

34-79874

SEC Issue Date

Jan. 25, 2017

Federal Register Publish Date

Jan. 31, 2017

Document Citation

82 FR 8887

Resources

Notice Rule: SEC Issued Version (pdf 7.17 KB)

Notice Rule: Federal Register Version

Rel. No. 34-79554

Rel. No. 34-79163

Last Reviewed or Updated: Oct. 26, 2016

Resources

Notice Rule: SEC Issued Version (pdf 153.74 KB)

Notice Rule: Federal Register Version

Rel. No. 34-79874

Rel. No. 34-79163

Details

Public Comments Due

Nov. 22, 2016

File Number

SR-NASDAQ-2016-141

Rule Type

Notice

Release Number

34-79554

SEC Issue Date

Dec. 14, 2016

Federal Register Publish Date

Dec. 20, 2016

Document Citation

81 FR 92927

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend Rule 4702 To Adopt a New Retail Post-Only Order

Public Comments

Resources

Resources

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Notice of Filing of Proposed Rule Change To Amend Rule 4702 To Adopt a New Retail Post-Only Order

Public Comments

Notice Rule (34-79163)

Resources

Notice Rule (34-79874)

Resources

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