Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Sept. 12, 2016

Resources

Notice Rule: SEC Issued Version (pdf 142.26 KB)

Notice Rule: Federal Register Version

Exhibit 5

Exemptive Letter

Details

Public Comments Due

Oct. 7, 2016

File Number

SR-NASDAQ-2016-123

Rule Type

Notice

Release Number

34-78816

SEC Issue Date

Sept. 12, 2016

Federal Register Publish Date

Sept. 16, 2016

Document Citation

81 FR 63815

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770

Resources

Details