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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XI (Doing Business With the Public), Section 8 (Supervision of Accounts) of the Exchange's Rulebook

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: March 23, 2016

Resources

Notice Rule: SEC Issued Version (pdf 31.68 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 19, 2016

File Number

SR-NASDAQ-2016-038

Rule Type

Notice

Release Number

34-77428

SEC Issue Date

March 23, 2016

Federal Register Publish Date

March 29, 2016

Document Citation

81 FR 17525

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XI (Doing Business With the Public), Section 8 (Supervision of Accounts) of the Exchange's Rulebook

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XI (Doing Business With the Public), Section 8 (Supervision of Accounts) of the Exchange's Rulebook

Resources

Details