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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(6) of Rule 1120, Continuing Education Requirements

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Jan. 12, 2016

Resources

Notice Rule: SEC Issued Version (pdf 148.57 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 9, 2016

File Number

SR-NASDAQ-2015-167

Rule Type

Notice

Release Number

34-76874

SEC Issue Date

Jan. 12, 2016

Federal Register Publish Date

Jan. 19, 2016

Document Citation

81 FR 2935

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(6) of Rule 1120, Continuing Education Requirements

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(6) of Rule 1120, Continuing Education Requirements

Resources

Details