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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Record Keeping Change and Substitution Listing Event Fees for Securities Listed Under the Rule 5700 Series

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2015-146

Last Reviewed or Updated: Dec. 3, 2015

Resources

Notice Rule: SEC Issued Version (pdf 159.24 KB)

Notice Rule: Federal Register Version

Exhibit 3

Exhibit 5

Details

Public Comments Due

Dec. 30, 2015

File Number

SR-NASDAQ-2015-146

Rule Type

Notice

Release Number

34-76550

SEC Issue Date

Dec. 3, 2015

Federal Register Publish Date

Dec. 9, 2015

Document Citation

80 FR 76605

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Record Keeping Change and Substitution Listing Event Fees for Securities Listed Under the Rule 5700 Series

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Record Keeping Change and Substitution Listing Event Fees for Securities Listed Under the Rule 5700 Series

Public Comments

Resources

Details