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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories and To Retire Other Registration Categories

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2015-138

Last Reviewed or Updated: Nov. 10, 2015

Resources

Notice Rule: SEC Issued Version (pdf 124.35 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 8, 2015

File Number

SR-NASDAQ-2015-138

Rule Type

Notice

Release Number

34-76410

SEC Issue Date

Nov. 10, 2015

Federal Register Publish Date

Nov. 17, 2015

Document Citation

80 FR 71887

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories and To Retire Other Registration Categories

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories and To Retire Other Registration Categories

Public Comments

Resources

Details