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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of an Initial Public Offering on NASDAQ

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: June 19, 2013

Resources

Notice Rule: SEC Issued Version (pdf 29.61 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

July 16, 2013

File Number

SR-NASDAQ-2013-086

Rule Type

Notice

Release Number

34-69801

SEC Issue Date

June 19, 2013

Federal Register Publish Date

June 25, 2013

Document Citation

78 FR 38089

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of an Initial Public Offering on NASDAQ

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of an Initial Public Offering on NASDAQ

Resources

Details