Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Exemption to the Direct Registration Program Requirement to All Foreign Issuers Rather Than Only Foreign Private Issuers

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Nov. 15, 2012

Resources

Notice Rule: SEC Issued Version (pdf 33.36 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 12, 2012

File Number

SR-NASDAQ-2012-128

Rule Type

Notice

Release Number

34-68238

SEC Issue Date

Nov. 15, 2012

Federal Register Publish Date

Nov. 21, 2012

Document Citation

77 FR 69911

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Exemption to the Direct Registration Program Requirement to All Foreign Issuers Rather Than Only Foreign Private Issuers

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Exemption to the Direct Registration Program Requirement to All Foreign Issuers Rather Than Only Foreign Private Issuers

Resources

Details