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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Adopt Several NASDAQ Rules To Reflect Changes To Rules of the Financial Industry Regulatory Authority ("FINRA")

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Oct. 31, 2012

Resources

Notice Rule: SEC Issued Version (pdf 231.72 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 27, 2012

File Number

SR-NASDAQ-2012-123

Rule Type

Notice

Release Number

34-68123

SEC Issue Date

Oct. 31, 2012

Federal Register Publish Date

Nov. 6, 2012

Document Citation

77 FR 66658

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Adopt Several NASDAQ Rules To Reflect Changes To Rules of the Financial Industry Regulatory Authority ("FINRA")

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Adopt Several NASDAQ Rules To Reflect Changes To Rules of the Financial Industry Regulatory Authority ("FINRA")

Resources

Details