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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Apply the Position Limit Exemption Rules of NASDAQ OMX PHLX LLC For Certain Index Options

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Oct. 31, 2012

Resources

Notice Rule: SEC Issued Version (pdf 136.5 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 27, 2012

File Number

SR-NASDAQ-2012-121

Rule Type

Notice

Release Number

34-68124

SEC Issue Date

Oct. 31, 2012

Federal Register Publish Date

Nov. 6, 2012

Document Citation

77 FR 66660

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Apply the Position Limit Exemption Rules of NASDAQ OMX PHLX LLC For Certain Index Options

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Apply the Position Limit Exemption Rules of NASDAQ OMX PHLX LLC For Certain Index Options

Resources

Details