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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Sept. 21, 2012

Resources

Notice Rule: SEC Issued Version (pdf 40.47 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 18, 2012

File Number

SR-NASDAQ-2012-106

Rule Type

Notice

Release Number

34-67904

SEC Issue Date

Sept. 21, 2012

Federal Register Publish Date

Sept. 27, 2012

Document Citation

77 FR 59439

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan

Resources

Details