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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Aug. 8, 2011

Resources

Notice Rule: SEC Issued Version (pdf 86.98 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 2, 2011

File Number

SR-NASDAQ-2011-106

Rule Type

Notice

Release Number

34-65055

SEC Issue Date

Aug. 8, 2011

Federal Register Publish Date

Aug. 12, 2011

Document Citation

76 FR 50281

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders

Resources

Details