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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: March 12, 2010

Resources

Notice Rule: SEC Issued Version (pdf 47.01 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 12, 2010

File Number

SR-NASDAQ-2010-023

Rule Type

Notice

Release Number

34-61703

SEC Issue Date

March 12, 2010

Federal Register Publish Date

March 22, 2010

Document Citation

75 FR 13620

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications

Resources

Details