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Notice Rule

Notice of Filing of Proposed Rule Change To Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Jan. 15, 2010

Resources

Notice Rule: SEC Issued Version (pdf 49.36 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 16, 2010

File Number

SR-NASDAQ-2010-005

Rule Type

Notice

Release Number

34-61371

SEC Issue Date

Jan. 15, 2010

Federal Register Publish Date

Jan. 25, 2010

Document Citation

75 FR 3948

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules

Resources

Details