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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 1140 and 3080 to Reflect Changes to a Corresponding FINRA Rule

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Jan. 7, 2010

Resources

Notice Rule: SEC Issued Version (pdf 91.81 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 9, 2010

File Number

SR-NASDAQ-2009-112

Rule Type

Notice

Release Number

34-61314

SEC Issue Date

Jan. 7, 2010

Federal Register Publish Date

Jan. 19, 2010

Document Citation

75 FR 2917

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 1140 and 3080 to Reflect Changes to a Corresponding FINRA Rule

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 1140 and 3080 to Reflect Changes to a Corresponding FINRA Rule

Resources

Details