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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 To Reflect the Availability of the FINRA Contact System to Nasdaq Members That Are Not Also Members of FINRA

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Dec. 10, 2009

Resources

Notice Rule: SEC Issued Version (pdf 74.94 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 8, 2010

File Number

SR-NASDAQ-2009-109

Rule Type

Notice

Release Number

34-61151

SEC Issue Date

Dec. 10, 2009

Federal Register Publish Date

Dec. 18, 2009

Document Citation

74 FR 67293

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 To Reflect the Availability of the FINRA Contact System to Nasdaq Members That Are Not Also Members of FINRA

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 To Reflect the Availability of the FINRA Contact System to Nasdaq Members That Are Not Also Members of FINRA

Resources

Details