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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Dec. 18, 2009

Resources

Notice Rule: SEC Issued Version (pdf 68.8 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 19, 2010

File Number

SR-NASDAQ-2009-105

Rule Type

Notice

Release Number

34-61205

SEC Issue Date

Dec. 18, 2009

Federal Register Publish Date

Dec. 29, 2009

Document Citation

74 FR 68878

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule

Resources

Details