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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Step-Outs and Transfers of Sales Fees

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Dec. 7, 2007

Resources

Notice Rule: SEC Issued Version (pdf 52.56 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 4, 2008

File Number

SR-NASDAQ-2007-086

Rule Type

Notice

Release Number

34-56929

SEC Issue Date

Dec. 7, 2007

Federal Register Publish Date

Dec. 14, 2007

Document Citation

72 FR 71176

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Step-Outs and Transfers of Sales Fees

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Step-Outs and Transfers of Sales Fees

Resources

Details