Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain FINRA Rules Relating to Trading Halts and Disclosure of Disciplinary Information

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Aug. 3, 2007

Resources

Notice Rule: SEC Issued Version (pdf 172.14 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 4, 2007

File Number

SR-NASDAQ-2007-070

Rule Type

Notice

Release Number

34-56204

SEC Issue Date

Aug. 3, 2007

Federal Register Publish Date

Aug. 13, 2007

Document Citation

72 FR 45288

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain FINRA Rules Relating to Trading Halts and Disclosure of Disciplinary Information

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain FINRA Rules Relating to Trading Halts and Disclosure of Disciplinary Information

Resources

Details