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Notice Rule

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Punitive Damages in Arbitration

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Nov. 26, 1997

Resources

Notice Rule: SEC Issued Version (txt 33.9 KB)

Notice Rule: Federal Register Version

Details

File Number

SR-NASD-97-47

Rule Type

Notice

Release Number

34-39371

SEC Issue Date

Nov. 26, 1997

Federal Register Publish Date

Dec. 5, 1997

Document Citation

62 FR 64428

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Punitive Damages in Arbitration

Resources

Details

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Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Punitive Damages in Arbitration

Resources

Details