Other Commission Orders, Notices, and Information Rule

Notice of Filing of Amendment No. 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the NAqcess System and Accompanying Rules of Fair Practice

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Overview

  • Text of notice (File name: 34-37302.txt)
  • Table 1: NAqcess Quote and Order Entry Protocol
  • Table 2: Performance of Limit Orders Versus Market Orders in Spread Classes 1/8 and 1/4, Price Range $10 to $20
  • Table 3: Performance of Limit Orders Versus Market Orders in Spread Classes 1/8, 3/8, and 1/2; Price Range $20 to $30
  • Figure 1: Performance of Hypothetical Limit Orders Versus Hypotheitcal Market Orders by Spread Class

Last Reviewed or Updated: Aug. 31, 2023