Order Rule

Notice of Filing of Proposed Rule Change Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-55810

SEC Issue Date

May 24, 2007

Federal Register Publish Date

May 31, 2007

Document Citation

72 FR 30404

Resources

Notice Rule: SEC Issued Version (pdf 155.95 KB)

Notice Rule: Federal Register Version

Rel. No. 34-56179

View Received Comments

Last Reviewed or Updated: May 24, 2007

Resources

Order Rule: SEC Issued Version (pdf 44.57 KB)

Order Rule: Federal Register Version

Rel. No. 34-55810

Details

Public Comments Due

June 21, 2007

File Number

SR-NASD-2007-034

Rule Type

Order

Release Number

34-56179

SEC Issue Date

Aug. 1, 2007

Federal Register Publish Date

Aug. 7, 2007

Document Citation

72 FR 44203

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD

Public Comments

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD

Public Comments

Notice Rule (34-55810)

Resources

Resources

Details