Order Rule

Notice of Filing of Proposed Rule Change To Amend the By-Laws of NASD To Implement Governance and Related Changes To Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD and NYSE Regulation, Inc.

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Title
Notice of Filing of Proposed Rule Change To Amend the By-Laws of NASD To Implement Governance and Related Changes To Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD and NYSE Regulation, Inc.
Release Number
34-55495
SEC Issue Date
Federal Register Publish Date
Document Citation

72 FR 14149

Resources

Notice Rule: SEC Issued Version (pdf 153.34 KB)
Notice Rule: Federal Register Version
Exhibit 5
Rel. No. 34-56145
Rel. No. 34-56145A
View Received Comments

Last Reviewed or Updated: March 20, 2007