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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Implementation Date of Previously Proposed Amendments to NASD Rules 4632(f) and 6130(e)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: March 6, 2007

Resources

Notice Rule: SEC Issued Version (pdf 65.47 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 3, 2007

File Number

SR-NASD-2007-020

Rule Type

Notice

Release Number

34-55410

SEC Issue Date

March 6, 2007

Federal Register Publish Date

March 13, 2007

Document Citation

72 FR 11417

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Implementation Date of Previously Proposed Amendments to NASD Rules 4632(f) and 6130(e)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Implementation Date of Previously Proposed Amendments to NASD Rules 4632(f) and 6130(e)

Resources

Details