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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Effective Date of Amendments to NASD's Order Audit Trail System Rules

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: March 9, 2007

Resources

Notice Rule: SEC Issued Version (pdf 125.65 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 9, 2007

File Number

SR-NASD-2007-019

Rule Type

Notice

Release Number

34-55440

SEC Issue Date

March 9, 2007

Federal Register Publish Date

March 19, 2007

Document Citation

72 FR 12852

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Effective Date of Amendments to NASD's Order Audit Trail System Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Effective Date of Amendments to NASD's Order Audit Trail System Rules

Resources

Details