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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C and 4632D To Reflect "As/Of" Trade Reporting and the Automated Reporting of Trade Cancellations to the NASD/NSX and NASD/BSE Trade Reporting Facilities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: March 2, 2007

Resources

Notice Rule: SEC Issued Version (pdf 65.23 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 30, 2007

File Number

SR-NASD-2007-016

Rule Type

Notice

Release Number

34-55393

SEC Issue Date

March 2, 2007

Federal Register Publish Date

March 9, 2007

Document Citation

72 FR 10805

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C and 4632D To Reflect "As/Of" Trade Reporting and the Automated Reporting of Trade Cancellations to the NASD/NSX and NASD/BSE Trade Reporting Facilities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C and 4632D To Reflect "As/Of" Trade Reporting and the Automated Reporting of Trade Cancellations to the NASD/NSX and NASD/BSE Trade Reporting Facilities

Resources

Details