Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 1012 (General Provisions) and 1013 (New Member Application and Interview) To Require an Applicant for Membership To Submit an Application in the Manner Prescribed by NASD

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: March 7, 2007

Resources

Public Comments Due

April 3, 2007

File Number

SR-NASD-2007-015

Rule Type

Notice

Release Number

34-55412

SEC Issue Date

March 7, 2007

Federal Register Publish Date

March 13, 2007

Document Citation

72 FR 11414