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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to the Rules Relating to the NASD/NSX TRF, NASD/BSE TRF, and NASD/NYSE TRF Consistent With the New Requirements of Regulation NMS

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Feb. 26, 2007

Resources

Notice Rule: SEC Issued Version (pdf 86.18 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 26, 2007

File Number

SR-NASD-2007-014

Rule Type

Notice

Release Number

34-55346

SEC Issue Date

Feb. 26, 2007

Federal Register Publish Date

March 5, 2007

Document Citation

72 FR 9807

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to the Rules Relating to the NASD/NSX TRF, NASD/BSE TRF, and NASD/NYSE TRF Consistent With the New Requirements of Regulation NMS

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to the Rules Relating to the NASD/NSX TRF, NASD/BSE TRF, and NASD/NYSE TRF Consistent With the New Requirements of Regulation NMS

Resources

Details