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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Certain Approved NASD Rule Changes Upon the Operation of the Nasdaq Stock Market LLC for Non-Nasdaq Exchange-Listed Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Feb. 12, 2007

Resources

Notice Rule: SEC Issued Version (pdf 56.85 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 13, 2007

File Number

SR-NASD-2007-012

Rule Type

Notice

Release Number

34-55274

SEC Issue Date

Feb. 12, 2007

Federal Register Publish Date

Feb. 20, 2007

Document Citation

72 FR 7785

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Certain Approved NASD Rule Changes Upon the Operation of the Nasdaq Stock Market LLC for Non-Nasdaq Exchange-Listed Securities

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Certain Approved NASD Rule Changes Upon the Operation of the Nasdaq Stock Market LLC for Non-Nasdaq Exchange-Listed Securities

Resources

Details