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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Feb. 12, 2007

Resources

Notice Rule: SEC Issued Version (pdf 145.35 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 13, 2007

File Number

SR-NASD-2007-010

Rule Type

Notice

Release Number

34-55283

SEC Issue Date

Feb. 12, 2007

Federal Register Publish Date

Feb. 20, 2007

Document Citation

72 FR 7787

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility

Resources

Details