Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES and Inet

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 13, 2006

Resources

Notice Rule: SEC Issued Version (pdf 174.61 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 10, 2007

File Number

SR-NASD-2006-132

Rule Type

Notice

Release Number

34-54932

SEC Issue Date

Dec. 13, 2006

Federal Register Publish Date

Dec. 20, 2006

Document Citation

71 FR 76406

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES and Inet

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES and Inet

Resources

Details