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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Use of a Special Indicator for Transactions Reported in Accordance With Section 3 of Schedule A to the NASD By-Laws

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 11, 2006

Resources

Notice Rule: SEC Issued Version (pdf 76.65 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 8, 2007

File Number

SR-NASD-2006-129

Rule Type

Notice

Release Number

34-54909

SEC Issue Date

Dec. 11, 2006

Federal Register Publish Date

Dec. 18, 2006

Document Citation

71 FR 75788

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Use of a Special Indicator for Transactions Reported in Accordance With Section 3 of Schedule A to the NASD By-Laws

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Use of a Special Indicator for Transactions Reported in Accordance With Section 3 of Schedule A to the NASD By-Laws

Resources

Details