Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Establishing an Effective Date for Amendments to NASD Rule 2340

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: Dec. 5, 2006

Resources

Notice Rule: SEC Issued Version (pdf 45.84 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 4, 2007

File Number

SR-NASD-2006-128

Rule Type

Notice

Release Number

34-54872

SEC Issue Date

Dec. 5, 2006

Federal Register Publish Date

Dec. 14, 2006

Document Citation

71 FR 75285

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Establishing an Effective Date for Amendments to NASD Rule 2340

Public Comments

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Establishing an Effective Date for Amendments to NASD Rule 2340

Public Comments

Resources

Details