Notice Rule

Notice of Filing of Proposed Rule Change Relating to Proposed Rule 2342 Requiring Members To Provide New Customers, and All Customers Annually, Specific Information About the Securities Investor Protection Corporation ("SIPC")

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-54871

SEC Issue Date

Dec. 5, 2006

Federal Register Publish Date

Dec. 13, 2006

Document Citation

71 FR 74970

Resources

Notice Rule: SEC Issued Version (pdf 52.16 KB)

Notice Rule: Federal Register Version

Rel. No. 34-55737

View Received Comments

Last Reviewed or Updated: Dec. 5, 2006

Resources

Notice Rule: SEC Issued Version (pdf 223.26 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54871

Details

Public Comments Due

Jan. 3, 2007

File Number

SR-NASD-2006-124

Rule Type

Notice

Release Number

34-55737

SEC Issue Date

May 10, 2007

Federal Register Publish Date

May 16, 2007

Document Citation

72 FR 27606

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to Proposed Rule 2342 Requiring Members To Provide New Customers, and All Customers Annually, Specific Information About the Securities Investor Protection Corporation ("SIPC")

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Relating to Proposed Rule 2342 Requiring Members To Provide New Customers, and All Customers Annually, Specific Information About the Securities Investor Protection Corporation ("SIPC")

Public Comments

Notice Rule (34-54871)

Resources

Resources

Details