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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Automated Process for Opening Quotations of ITS/CAES Market Makers

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Nov. 8, 2006

Resources

Notice Rule: SEC Issued Version (pdf 185 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 7, 2006

File Number

SR-NASD-2006-114

Rule Type

Notice

Release Number

34-54728

SEC Issue Date

Nov. 8, 2006

Federal Register Publish Date

Nov. 16, 2006

Document Citation

71 FR 66813

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Automated Process for Opening Quotations of ITS/CAES Market Makers

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Automated Process for Opening Quotations of ITS/CAES Market Makers

Resources

Details