Order Rule

Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Complete Separation From NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-54451

SEC Issue Date

Sept. 15, 2006

Federal Register Publish Date

Sept. 21, 2006

Document Citation

71 FR 55243

Resources

Notice Rule: SEC Issued Version (pdf 62.22 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54798

Last Reviewed or Updated: Sept. 15, 2006

Resources

Order Rule: SEC Issued Version (pdf 453.97 KB)

Order Rule: Federal Register Version

Rel. No. 34-54451

Details

Public Comments Due

Oct. 12, 2006

File Number

SR-NASD-2006-104

Rule Type

Order

Release Number

34-54798

SEC Issue Date

Nov. 21, 2006

Federal Register Publish Date

Nov. 29, 2006

Document Citation

71 FR 69156

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Complete Separation From NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities

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Resources

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Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Complete Separation From NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities

Notice Rule (34-54451)

Resources

Resources

Details