Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide for the Payment of a $200 Honorarium Per Case for Each Arbitrator Who Considers Contested Motions for the Issuance of Subpoenas

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-54857

SEC Issue Date

Dec. 1, 2006

Federal Register Publish Date

Dec. 8, 2006

Document Citation

71 FR 71213

Resources

Notice Rule: SEC Issued Version (pdf 183.35 KB)

Notice Rule: Federal Register Version

Rel. No. 34-55108

Last Reviewed or Updated: Dec. 1, 2006

Resources

Order Rule: SEC Issued Version (pdf 100.17 KB)

Order Rule: Federal Register Version

Rel. No. 34-54857

Details

Public Comments Due

Dec. 29, 2006

File Number

SR-NASD-2006-101

Rule Type

Order

Release Number

34-55108

SEC Issue Date

Jan. 16, 2007

Federal Register Publish Date

Jan. 23, 2007

Document Citation

72 FR 2914

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide for the Payment of a $200 Honorarium Per Case for Each Arbitrator Who Considers Contested Motions for the Issuance of Subpoenas

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide for the Payment of a $200 Honorarium Per Case for Each Arbitrator Who Considers Contested Motions for the Issuance of Subpoenas

Notice Rule (34-54857)

Resources

Resources

Details