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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Aug. 18, 2006

Resources

Notice Rule: SEC Issued Version (pdf 32.83 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 18, 2006

File Number

SR-NASD-2006-097

Rule Type

Notice

Release Number

34-54334

SEC Issue Date

Aug. 18, 2006

Federal Register Publish Date

Aug. 28, 2006

Document Citation

71 FR 50961

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options

Resources

Details