Order Rule

Notice of Filing of Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-54186

SEC Issue Date

July 20, 2006

Federal Register Publish Date

July 27, 2006

Document Citation

71 FR 42698

Resources

Notice Rule: SEC Issued Version (pdf 44.91 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54471

Last Reviewed or Updated: July 20, 2006

Resources

Order Rule: SEC Issued Version (pdf 26.77 KB)

Order Rule: Federal Register Version

Rel. No. 34-54186

Details

Public Comments Due

Aug. 17, 2006

File Number

SR-NASD-2006-081

Rule Type

Order

Release Number

34-54471

SEC Issue Date

Sept. 19, 2006

Federal Register Publish Date

Sept. 26, 2006

Document Citation

71 FR 56202

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs

Notice Rule (34-54186)

Resources

Resources

Details