Order Rule

Notice of Filing of Proposed Rule Change To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions To Apply to All Securities Transactions

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-53562

SEC Issue Date

March 29, 2006

Federal Register Publish Date

April 4, 2006

Document Citation

71 FR 16849

Resources

Notice Rule: SEC Issued Version (pdf 136.99 KB)

Notice Rule: Federal Register Version

Rel. No. 34-57964

View Received Comments

Last Reviewed or Updated: March 29, 2006

Resources

Order Rule: SEC Issued Version (pdf 55.51 KB)

Order Rule: Federal Register Version

Rel. No. 34-53562

Details

Public Comments Due

April 25, 2006

File Number

SR-NASD-2006-005

Rule Type

Order

Release Number

34-57964

SEC Issue Date

June 13, 2008

Federal Register Publish Date

June 20, 2008

Document Citation

73 FR 35180

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions To Apply to All Securities Transactions

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions To Apply to All Securities Transactions

Public Comments

Notice Rule (34-53562)

Resources

Resources

Details