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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance Regarding Firms' Obligations Under NASD Rule 2111 Regarding Market Order Protection

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Jan. 19, 2006

Resources

Notice Rule: SEC Issued Version (pdf 113.69 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 21, 2006

File Number

SR-NASD-2006-003

Rule Type

Notice

Release Number

34-53149

SEC Issue Date

Jan. 19, 2006

Federal Register Publish Date

Jan. 31, 2006

Document Citation

71 FR 5097

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance Regarding Firms' Obligations Under NASD Rule 2111 Regarding Market Order Protection

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance Regarding Firms' Obligations Under NASD Rule 2111 Regarding Market Order Protection

Resources

Details