Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-52059

SEC Issue Date

July 19, 2005

Federal Register Publish Date

July 26, 2005

Document Citation

70 FR 43204

Resources

Notice Rule: SEC Issued Version (pdf 47.02 KB)

Notice Rule: Federal Register Version

Rel. No. 34-52352

View Received Comments

Last Reviewed or Updated: July 19, 2005

Resources

Order Rule: SEC Issued Version (pdf 13.12 KB)

Order Rule: Federal Register Version

Rel. No. 34-52059

Details

Public Comments Due

Aug. 16, 2005

File Number

SR-NASD-2005-58

Rule Type

Order

Release Number

34-52352

SEC Issue Date

Aug. 26, 2005

Federal Register Publish Date

Sept. 2, 2005

Document Citation

70 FR 52460

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms

Public Comments

Notice Rule (34-52059)

Resources

Resources

Details