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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of the Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in NASD Rule 4612

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Jan. 10, 2006

Resources

Notice Rule: SEC Issued Version (pdf 137.27 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 8, 2006

File Number

SR-NASD-2005-149

Rule Type

Notice

Release Number

34-53093

SEC Issue Date

Jan. 10, 2006

Federal Register Publish Date

Jan. 18, 2006

Document Citation

71 FR 2966

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of the Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in NASD Rule 4612

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of the Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in NASD Rule 4612

Resources

Details