Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Status of Registered Persons and Sole Proprietors Serving in the Armed Forces of the United States

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 19, 2005

Resources

Notice Rule: SEC Issued Version (pdf 37.78 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 17, 2006

File Number

SR-NASD-2005-134

Rule Type

Notice

Release Number

34-52980

SEC Issue Date

Dec. 19, 2005

Federal Register Publish Date

Dec. 27, 2005

Document Citation

70 FR 76477

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Status of Registered Persons and Sole Proprietors Serving in the Armed Forces of the United States

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Status of Registered Persons and Sole Proprietors Serving in the Armed Forces of the United States

Resources

Details