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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 3012, Rule 3013, and IM-3013

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Nov. 3, 2005

Resources

Notice Rule: SEC Issued Version (pdf 39.86 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 30, 2005

File Number

SR-NASD-2005-121

Rule Type

Notice

Release Number

34-52727

SEC Issue Date

Nov. 3, 2005

Federal Register Publish Date

Nov. 9, 2005

Document Citation

70 FR 68122

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 3012, Rule 3013, and IM-3013

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 3012, Rule 3013, and IM-3013

Resources

Details