Order Rule

Notice of Filing of Proposed Rule Change Relating to Amendments To Rule 3360 To Expand Short-Interest Reporting To OTC Equity Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-52679

SEC Issue Date

Oct. 26, 2005

Federal Register Publish Date

Nov. 3, 2005

Document Citation

70 FR 66875

Resources

Notice Rule: SEC Issued Version (pdf 123.95 KB)

Notice Rule: Federal Register Version

Rel. No. 34-53224

View Received Comments

Last Reviewed or Updated: Oct. 26, 2005

Resources

Order Rule: SEC Issued Version (pdf 79.72 KB)

Order Rule: Federal Register Version

Rel. No. 34-52679

Details

Public Comments Due

Nov. 25, 2005

File Number

SR-NASD-2005-112

Rule Type

Order

Release Number

34-53224

SEC Issue Date

Feb. 3, 2006

Federal Register Publish Date

Feb. 10, 2006

Document Citation

71 FR 7101

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to Amendments To Rule 3360 To Expand Short-Interest Reporting To OTC Equity Securities

Public Comments

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change Relating to Amendments To Rule 3360 To Expand Short-Interest Reporting To OTC Equity Securities

Public Comments

Notice Rule (34-52679)

Resources

Resources

Details