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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Sept. 30, 2005

Resources

Notice Rule: SEC Issued Version (pdf 27.89 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 1, 2005

File Number

SR-NASD-2005-111

Rule Type

Notice

Release Number

34-52548

SEC Issue Date

Sept. 30, 2005

Federal Register Publish Date

Oct. 11, 2005

Document Citation

70 FR 59111

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program

Resources

Details