Order Rule

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Regarding Fees for Closed-End Funds Listing on The Nasdaq SmallCap Market

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-52515

SEC Issue Date

Sept. 27, 2005

Federal Register Publish Date

Oct. 3, 2005

Document Citation

70 FR 57638

Resources

Notice Rule: SEC Issued Version (pdf 35.17 KB)

Notice Rule: Federal Register Version

Rel. No. 34-52746

Last Reviewed or Updated: Sept. 27, 2005

Resources

Order Rule: SEC Issued Version (pdf 9.56 KB)

Order Rule: Federal Register Version

Rel. No. 34-52515

Details

Public Comments Due

Oct. 24, 2005

File Number

SR-NASD-2005-106

Rule Type

Order

Release Number

34-52746

SEC Issue Date

Nov. 7, 2005

Federal Register Publish Date

Nov. 14, 2005

Document Citation

70 FR 69180

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Regarding Fees for Closed-End Funds Listing on The Nasdaq SmallCap Market

Resources

Resources

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Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Regarding Fees for Closed-End Funds Listing on The Nasdaq SmallCap Market

Notice Rule (34-52515)

Resources

Resources

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